A California broker oversees a team of 8 salespersons. One salesperson consistently fails to attend mandatory office training on trust fund handling. Under Cal. B&P Code §10159.2, what is the broker's obligation?
Correct Answer
C) The broker must ensure all salespersons receive adequate training and take corrective action for non-compliance, which may include written warnings
Under Cal. B&P Code §10159.2, the broker is responsible for providing adequate supervision, which includes ensuring salespersons receive proper training. A salesperson who consistently skips trust fund training poses a compliance risk. The broker must take corrective action to ensure compliance.
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Key Terms:
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