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Oh Division Of Re Rules Disciplinary ProcessBrokerage_operations_ohHARD

An Ohio broker discovers that a salesperson has been providing legal advice to clients regarding contract terms during transactions. Under Ohio law, the broker should:

Correct Answer

D) Immediately stop the practice, counsel the salesperson that providing legal advice constitutes unauthorized practice of law, and implement corrective measures

Providing legal advice is the unauthorized practice of law unless the person is a licensed attorney. The broker must immediately stop this practice, educate the salesperson about the prohibition, and implement measures to prevent recurrence. Salespersons may provide factual information about contracts but cannot offer legal interpretations or advice.

Answer Options
A
Allow it because experienced salespersons may provide legal guidance
B
Report the salesperson to the Ohio Bar Association but take no other action
C
Require the salesperson to take one additional law course and then continue
D
Immediately stop the practice, counsel the salesperson that providing legal advice constitutes unauthorized practice of law, and implement corrective measures

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Related Topics & Key Terms

Key Terms:

unauthorized_practice_of_lawlegal_advicebroker_supervision
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