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Oh Division Of Re Rules Disciplinary ProcessBrokerage_operations_ohHARD

Under Ohio law, a broker's supervisory duties over salespersons include all of the following EXCEPT:

Correct Answer

B) Guaranteeing that every transaction will close successfully

A broker cannot guarantee that every transaction will close successfully. Market conditions, buyer financing, inspections, and many other factors beyond the broker's control affect whether a transaction closes. The broker's duty is to supervise and ensure compliance, not to guarantee outcomes.

Answer Options
A
Ensuring all advertising by salespersons complies with Division rules
B
Guaranteeing that every transaction will close successfully
C
Reviewing and approving transaction documents before they are submitted
D
Ensuring salespersons properly handle trust funds

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Key Terms:

broker_supervisionsupervisory_dutiesguaranteereverse_question
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