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Practice Of Real EstateLicense_lawHARD

GREC has completed its investigation of broker David and determined that formal charges should be filed. What document will GREC serve on David to initiate formal disciplinary proceedings?

Correct Answer

B) Complaint and Notice of Hearing

Under O.C.G.A. § 43-40-27, formal disciplinary proceedings begin with service of a Complaint and Notice of Hearing specifying charges and hearing date. A occurs earlier in the process. C is for document production, not charges. D is for voluntary resolution, not formal proceedings.

Answer Options
A
Notice of Investigation
B
Complaint and Notice of Hearing
C
Subpoena for Documents
D
Consent Order Agreement

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Related Topics & Key Terms

Key Terms:

formal chargescomplaint noticedisciplinary proceedings

Related Concepts

Commingling is the illegal act of mixing client funds with a broker's personal or business operating funds, while conversion is the unauthorized use of client funds for the broker's own benefit. Both are serious violations that can result in license revocation.

Commingling is the illegal act of mixing client trust funds with a broker's personal or business operating funds; conversion is the misappropriation of those funds.

Continuing education (CE) refers to the ongoing coursework that licensed real estate professionals must complete during each renewal cycle to maintain an active license. CE ensures agents stay current with changes in laws, regulations, and industry practices.

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