GREC has completed its investigation of broker David and determined that formal charges should be filed. What document will GREC serve on David to initiate formal disciplinary proceedings?
Correct Answer
B) Complaint and Notice of Hearing
Under O.C.G.A. § 43-40-27, formal disciplinary proceedings begin with service of a Complaint and Notice of Hearing specifying charges and hearing date. A occurs earlier in the process. C is for document production, not charges. D is for voluntary resolution, not formal proceedings.
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