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Pa Licensing Requirements CePre_license_educationMEDIUM

A salesperson in Pennsylvania completes a transaction that results in a complaint to the SREC. During the investigation, the SREC finds that the salesperson acted without proper supervision from the broker of record. Who may face disciplinary action?

Correct Answer

A) Both the salesperson and the broker of record, because the broker has a duty to supervise

Under RELA, both the salesperson and the broker of record may face disciplinary action. The salesperson is responsible for their own actions, and the broker of record has a duty to properly supervise all affiliated licensees. Failure to supervise can result in disciplinary action against the broker.

Answer Options
A
Both the salesperson and the broker of record, because the broker has a duty to supervise
B
Only the salesperson, because they performed the act
C
Only the broker of record, because all liability falls on the supervising broker
D
Neither, because the complaint is between the buyer and seller

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Related Topics & Key Terms

Key Terms:

supervisiondisciplinary_actionbroker_liabilitysalesperson_liability
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