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Practice Of Real EstateDisciplinary_actionsMEDIUM

An Iowa broker reviews the Commission receives a complaint from a member of the public. Which answer follows Iowa law?

Correct Answer

A) A public complaint may be a source for a disciplinary investigation

Iowa Administrative Code 193E-18.4 lists complaints filed by members of the public as information sources for investigations. Source basis: Iowa Administrative Code 193E-18.2 and 193E-18.14, plus 193E-21.1/21.2 for unlicensed practice: grounds, investigations, sanctions, civil penalties, voluntary surrender, and unlicensed-person enforcement; checked 2026-04-30.

Answer Options
A
A public complaint may be a source for a disciplinary investigation
B
The Commission has no disciplinary authority over the conduct described.
C
A private brokerage may replace the Commission’s disciplinary process.
D
The conduct is harmless because discipline requires a completed closing.

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Related Topics & Key Terms

Related Topics:

ia.S3disciplinary_actions

Key Terms:

iowaia.S3disciplinary_actionspublic-complaints-source

Related Concepts

The National Do Not Call Registry is a federal program administered by the FTC that allows consumers to opt out of receiving unsolicited telemarketing calls, including calls from real estate agents soliciting business.

Brokers in Florida have strict responsibilities for managing escrow accounts, including monthly reconciliation and proper handling of trust funds.

FREC has the authority to impose fines and other disciplinary actions on licensees who violate real estate laws and rules.

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