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A regulator exam preparation raises a question about advertising and consumer-protection controls. Which action should the compliance manager recommend?

Correct Answer

D) Honor the do-not-call request under telemarketing rules

telemarketing rules limit calling times, registry calls, internal do-not-call handling, and consent. This item uses an exam-style scenario; any file details in the stem are illustrative and the governing rule controls the compliant response. The best answer is "Honor the do-not-call request under telemarketing rules".

Answer Options
A
Use a manager exception instead of the required federal mortgage rule.
B
Treat the requirement as satisfied by experience rather than the rule that governs the file.
C
Apply the rule only after a regulator requests the file.
D
Honor the do-not-call request under telemarketing rules

Why This Is the Correct Answer

telemarketing rules limit calling times, registry calls, internal do-not-call handling, and consent. This item uses an exam-style scenario; any file details in the stem are illustrative and the governing rule controls the compliant response. The best answer is "Honor the do-not-call request under telemarketing rules".

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