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A North Carolina licensee must file an amendment to its application in 2026. Through which channel must the amendment be submitted?

Correct Answer

B) Through the NMLS, as with reports, annual statements and notices

Any application for licensure, report, annual statement, amendment to application, notice or other document required or permitted to be filed with the Commissioner shall be through the NMLS. Other choices: the channel is prescribed for all of those documents; and it does not depend on where the original was filed. Source: 04 NCAC 03M .0102(b)

Answer Options
A
By electronic mail to the Commissioner office
B
Through the NMLS, as with reports, annual statements and notices
C
By any written method that reaches the Office of the Commissioner, provided the filing arrives by the date on which the rule requires it to be made
D
Through the NMLS only where the original application was filed there

Why This Is the Correct Answer

Any application for licensure, report, annual statement, amendment to application, notice or other document required or permitted to be filed with the Commissioner shall be through the NMLS. Other choices: the channel is prescribed for all of those documents; and it does not depend on where the original was filed. Source: 04 NCAC 03M .0102(b)

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