A Georgia licensee lets an employee with no originator license take 4 applications in 2026. Assuming no exemption or federal temporary authority applies, what per-occurrence fine may apply to the employer?
Correct Answer
D) A fine of $1,000 per occurrence for permitting the activity
A licensee who employs a person who holds no originator license and does not satisfy the temporary authority requirements, but engages in licensed originator activities, is subject to a fine of $1,000 per occurrence, and licensees are responsible for the actions of their employees. Other choices: $500 is the relocation figure; the fine runs per occurrence rather than as a single sum; and the rule puts it squarely on the employer. Source: Ga. Comp. R. & Regs. 80-11-3-.01(4)
Why This Is the Correct Answer
A licensee who employs a person who holds no originator license and does not satisfy the temporary authority requirements, but engages in licensed originator activities, is subject to a fine of $1,000 per occurrence, and licensees are responsible for the actions of their employees. Other choices: $500 is the relocation figure; the fine runs per occurrence rather than as a single sum; and the rule puts it squarely on the employer. Source: Ga. Comp. R. & Regs. 80-11-3-.01(4)
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