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Practice Of Real EstateBroker SupervisionMEDIUM

Which Rhode Island rule applies when a brokerage uses non-licensed employees?

Correct Answer

D) The principal broker is responsible for those employees’ compliance with Rhode Island real estate licensure law and regulation

230-RICR-30-20-2 § 2.4 makes the principal broker responsible for non-licensed employee compliance with real estate licensure laws and regulation. Source basis: Rhode Island Department of State official regulation 230-RICR-30-20-2 §§ 2.3-2.5 and 2.24; checked 2026-04-30.

Answer Options
A
The affiliated salesperson alone is responsible, so the principal broker has no supervision duty.
B
The duty exists only after the Department opens a complaint.
C
The licensee may avoid the rule by using a team name or informal business name.
D
The principal broker is responsible for those employees’ compliance with Rhode Island real estate licensure law and regulation

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Related Topics & Key Terms

Related Topics:

ri.IIIbroker-supervision

Key Terms:

rhode_islandri.IIIbroker-supervisionprincipal-unlicensed-employee-compliance
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