Which Rhode Island rule applies when a brokerage uses non-licensed employees?
Correct Answer
D) The principal broker is responsible for those employees’ compliance with Rhode Island real estate licensure law and regulation
230-RICR-30-20-2 § 2.4 makes the principal broker responsible for non-licensed employee compliance with real estate licensure laws and regulation. Source basis: Rhode Island Department of State official regulation 230-RICR-30-20-2 §§ 2.3-2.5 and 2.24; checked 2026-04-30.
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Related Topics & Key Terms
Related Topics:
Key Terms:
Related Concepts
Broker supervision is the legal obligation of a designated or managing broker to oversee and be accountable for the real estate activities of all salespersons and associate brokers operating under their license.
Commingling is the illegal act of mixing client funds with a broker's personal or business operating funds, while conversion is the unauthorized use of client funds for the broker's own benefit. Both are serious violations that can result in license revocation.
Commingling is the illegal act of mixing client trust funds with a broker's personal or business operating funds; conversion is the misappropriation of those funds.
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