Which Iowa rule applies when an unlicensed person acts as an Iowa broker or salesperson?
Correct Answer
B) The Commission may issue a cease and desist order and impose a civil penalty
Iowa Administrative Code 193E-21.1 authorizes cease and desist orders and civil penalties against unlicensed persons acting as brokers or salespersons. Source basis: Iowa Administrative Code 193E-18.2 and 193E-18.14, plus 193E-21.1/21.2 for unlicensed practice: grounds, investigations, sanctions, civil penalties, voluntary surrender, and unlicensed-person enforcement; checked 2026-04-30.
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Related Topics & Key Terms
Related Topics:
Key Terms:
Related Concepts
A tie-in arrangement is an illegal antitrust practice in which a seller conditions the purchase of one product or service on the buyer's agreement to purchase a separate product or service.
A trust account, also called an escrow account, is a separate bank account maintained by a broker to hold funds belonging to others, such as earnest money deposits, security deposits, or other client funds.
Advertising regulations govern how real estate licensees may market properties and services, requiring truthful, non-deceptive advertising that includes proper identification of the brokerage.
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