A salesperson in PA completes their CE online but cannot locate the completion certificate when it's time to renew. What should the salesperson do?
Correct Answer
C) Contact the CE provider to obtain a duplicate certificate, as the SREC may require proof of completion
The salesperson should contact the CE provider to obtain a duplicate certificate of completion. The SREC may require proof of CE completion during the renewal process or during an audit, so maintaining these records is important.
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A PA broker wants to know what records must be maintained and for how long. Under RELA and SREC regulations, how long must a broker retain transaction records?
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