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A broker has received her third GREC disciplinary action in five years. The current violation involves failure to supervise agents, resulting in unlicensed individuals performing licensed activities. Her prior violations were for record-keeping deficiencies and advertising noncompliance. What enhanced disciplinary action is GREC most likely authorized to impose given her history of repeated violations?

Correct Answer

B) Extended license suspension or revocation based on the pattern of repeated violations

Under O.C.G.A. § 43-40-25, GREC has broad authority to impose sanctions including suspension or revocation of a license. When determining the appropriate penalty, GREC considers the licensee's disciplinary history, and repeated violations—especially those involving unlicensed practice due to supervision failures—support escalating penalties. A pattern of noncompliance demonstrates an inability or unwillingness to comply with license law, justifying extended suspension or revocation as authorized under the statute.

Answer Options
A
A standard fine with no consideration of prior disciplinary history
B
Extended license suspension or revocation based on the pattern of repeated violations
C
Reduction of license level from broker to salesperson with additional supervision requirements
D
Mandatory transfer to a different brokerage firm with a clean compliance record

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Related Topics & Key Terms

Key Terms:

repeat violationssupervision failuresenhanced penaltieslicense suspension
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