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Grec Rules DisciplinaryComplaint_processHARD

During a GREC investigation into a licensee's conduct, the Commission requests transaction records and correspondence from the licensee. The licensee provides the closing documents but refuses to turn over emails and text messages, arguing that only the final transaction outcome is relevant. What is the most likely consequence of this approach?

Correct Answer

C) The licensee's failure to fully cooperate and produce requested records may itself be treated as a violation, since the Commission evaluates both the underlying conduct and the licensee's response to the investigation.

Under O.C.G.A. § 43-40-25 and GREC Rules Chapter 520, licensees have a duty to cooperate with Commission investigations, including producing requested records. The Commission evaluates not only the original conduct that prompted the complaint but also whether the licensee cooperated during the investigation. Failure to produce records or obstructing an investigation can constitute an independent violation of the license law and may result in additional disciplinary action, including sanctions beyond those related to the original complaint.

Answer Options
A
The licensee's position is sound because GREC investigations are limited to reviewing whether the transaction closed successfully and the consumer received clear title.
B
The refusal to produce records will have no effect on the investigation because GREC must obtain all evidence independently through subpoena before considering any documents.
C
The licensee's failure to fully cooperate and produce requested records may itself be treated as a violation, since the Commission evaluates both the underlying conduct and the licensee's response to the investigation.
D
The Commission will automatically close the investigation if the licensee provides any partial records, since partial compliance satisfies the cooperation requirement under Georgia law.

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