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A Kentucky sales associate asks about a licensee is convicted of a felony or covered sexual-misconduct misdemeanor. What is the best answer?

Correct Answer

B) The conviction or guilty/Alford plea can be grounds for sanctions after appeal time lapses or conviction is affirmed

KRS 324.160 includes specified felony and sexual-misconduct misdemeanor convictions or pleas as sanction grounds. Source basis: KRS 324.117, KRS 324.160, and 201 KAR 11:121, Kentucky Legislative Research Commission official statutes/regulations: advertising, supervision, brokerage records, document delivery, affiliation, compensation, agency, and improper conduct; checked 2026-04-30.

Answer Options
A
The rule applies only to commercial transactions.
B
The conviction or guilty/Alford plea can be grounds for sanctions after appeal time lapses or conviction is affirmed
C
The conduct is allowed if the transaction later closes successfully.
D
The principal broker has no responsibility once a sales associate handles the file.

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Related Topics & Key Terms

Related Topics:

ky.IIIbrokerage_activities

Key Terms:

kentuckyky.IIIbrokerage_activitiesconviction-ground
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