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A staff member asks whether a Texas procedure for advertising and consumer-protection controls is compliant. Which answer is correct?

Correct Answer

D) Texas complaints to SML or OCCC can trigger regulator review, document requests, examinations, investigations, and possible enforcement action.

Texas complaints to SML or OCCC can trigger regulator review, document requests, examinations, investigations, and possible enforcement action.

Answer Options
A
Treat advertising and consumer-protection controls as optional because the company has a general Texas compliance policy.
B
Postpone the Texas advertising and consumer-protection controls issue until the next annual review.
C
Use only the federal baseline and ignore the separate Texas state requirement.
D
Texas complaints to SML or OCCC can trigger regulator review, document requests, examinations, investigations, and possible enforcement action.

Why This Is the Correct Answer

Texas complaints to SML or OCCC can trigger regulator review, document requests, examinations, investigations, and possible enforcement action.

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