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A branch supervisor asks Cameron how to handle Administrative Actions and Penalties and Penalties. What should Cameron recommend?

Correct Answer

C) Stop activity if authority is suspended

Regulators may deny, suspend, revoke, condition, or discipline licenses for statutory or compliance failures. The best answer is "Stop activity if authority is suspended".

Answer Options
A
Use prior experience as a substitute for the required rule.
B
Proceed first and document the compliance issue only if an examiner asks.
C
Stop activity if authority is suspended
D
Treat the requirement as optional because the file appears low risk.

Why This Is the Correct Answer

Regulators may deny, suspend, revoke, condition, or discipline licenses for statutory or compliance failures. The best answer is "Stop activity if authority is suspended".

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