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Before the file moves forward, Jamie must resolve an issue involving SAFE Act SAFE Act prohibited conduct. What should happen?

Correct Answer

D) Stop the prohibited conduct and escalate compliance review

Prohibited conduct includes misrepresentation, unlicensed activity, improper fees, steering, and failure to follow regulator orders. The best answer is "Stop the prohibited conduct and escalate compliance review".

Answer Options
A
Use prior experience as a substitute for the required rule.
B
Proceed first and document the compliance issue only if an examiner asks.
C
Treat the requirement as optional because the file appears low risk.
D
Stop the prohibited conduct and escalate compliance review

Why This Is the Correct Answer

Prohibited conduct includes misrepresentation, unlicensed activity, improper fees, steering, and failure to follow regulator orders. The best answer is "Stop the prohibited conduct and escalate compliance review".

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