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Which of the following would be considered a violation of Dodd-Frank MLO compensation rules?

Correct Answer

B) Paying an MLO higher commission for portfolio loans versus loans sold to investors

Paying different compensation based on whether loans are portfolio or sold to investors constitutes compensation based on loan terms or characteristics. This creates incentives to steer borrowers to particular loan types, which is prohibited under Dodd-Frank.

Answer Options
A
Paying an MLO $3,000 for a $400,000 loan and $1,500 for a $200,000 loan
B
Paying an MLO higher commission for portfolio loans versus loans sold to investors
C
Paying an MLO a flat fee regardless of loan amount or terms
D
Paying an MLO based on customer satisfaction scores

Why This Is the Correct Answer

Paying different compensation based on whether loans are portfolio or sold to investors constitutes compensation based on loan terms or characteristics. This creates incentives to steer borrowers to particular loan types, which is prohibited under Dodd-Frank.

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