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Ethics & Fraudmedium17% of exam

A self-employed borrower provides tax returns showing significantly higher income than their bank statements reflect in deposits. What should the MLO do FIRST?

Correct Answer

B) Request additional documentation such as profit and loss statements and business bank statements

When there are discrepancies between tax returns and bank deposits for self-employed borrowers, the MLO should request additional documentation to verify income. This includes profit and loss statements, business bank statements, and other supporting documents before making any fraud determinations.

Answer Options
A
Accept the tax returns as the primary income documentation
B
Request additional documentation such as profit and loss statements and business bank statements
C
Immediately report the discrepancy as suspected fraud
D
Use the lower bank statement amounts for qualifying purposes

Why This Is the Correct Answer

When there are discrepancies between tax returns and bank deposits for self-employed borrowers, the MLO should request additional documentation to verify income. This includes profit and loss statements, business bank statements, and other supporting documents before making any fraud determinations.

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