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A mortgage lender plans to sell a portfolio of loans to another institution and wants to provide detailed borrower information to help the buyer evaluate the portfolio. Under GLBA, this transfer of information is:

Correct Answer

B) Permitted as part of a business transaction exception without additional consent

Under GLBA, financial institutions may share nonpublic personal information in connection with proposed or actual sales, mergers, transfers, or other business transactions involving all or part of the institution or its assets. This exception allows sharing necessary information for due diligence and transaction completion without additional customer consent.

Answer Options
A
Prohibited because it involves sharing with non-affiliated third parties
B
Permitted as part of a business transaction exception without additional consent
C
Permitted only if borrowers are notified and given opt-out rights
D
Permitted only if the buyer agrees to the same privacy practices

Why This Is the Correct Answer

Under GLBA, financial institutions may share nonpublic personal information in connection with proposed or actual sales, mergers, transfers, or other business transactions involving all or part of the institution or its assets. This exception allows sharing necessary information for due diligence and transaction completion without additional customer consent.

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