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A mortgage broker has an affiliated relationship with an appraisal management company where the broker's spouse owns a 20% interest. The broker refers all loans to this AMC but charges borrowers the same appraisal fee regardless of which appraiser is used. This arrangement:

Correct Answer

B) Is permissible if the 20% ownership is disclosed in the AfBA disclosure

Under RESPA, a spouse's ownership interest creates an affiliated business arrangement that must be disclosed. A 20% interest meets the ownership threshold for AfBA requirements. As long as proper disclosure is provided and no additional fees are charged for the referral, the arrangement is permissible.

Answer Options
A
Violates RESPA because spouses are considered the same person for AfBA purposes
B
Is permissible if the 20% ownership is disclosed in the AfBA disclosure
C
Requires the broker to use only independent appraisers
D
Is prohibited because AMCs cannot have affiliated relationships

Why This Is the Correct Answer

Under RESPA, a spouse's ownership interest creates an affiliated business arrangement that must be disclosed. A 20% interest meets the ownership threshold for AfBA requirements. As long as proper disclosure is provided and no additional fees are charged for the referral, the arrangement is permissible.

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