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A creditor uses a third-party automated underwriting system that approves a loan, but the loan officer discovers the borrower provided false employment information after closing. What is the creditor's QM safe harbor status?

Correct Answer

B) Safe harbor is maintained if the AUS approval was obtained in good faith

Under 12 CFR 1026.43(e)(4), if a creditor obtains approval through an eligible AUS and meets other QM requirements, the safe harbor protection is maintained even if borrower information is later discovered to be inaccurate, provided the creditor acted in good faith in obtaining the AUS approval.

Answer Options
A
Safe harbor is lost due to the false information
B
Safe harbor is maintained if the AUS approval was obtained in good faith
C
Safe harbor depends on when the false information was discovered
D
Safe harbor is lost unless the creditor can prove no knowledge

Why This Is the Correct Answer

Under 12 CFR 1026.43(e)(4), if a creditor obtains approval through an eligible AUS and meets other QM requirements, the safe harbor protection is maintained even if borrower information is later discovered to be inaccurate, provided the creditor acted in good faith in obtaining the AUS approval.

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