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A borrower's Loan Estimate shows an interest rate of 4.5%, but due to market changes, the MLO knows the rate will likely be 4.75% by closing. The borrower asks if the rate on the LE is guaranteed. What should the MLO explain?

Correct Answer

B) The rate shown is an estimate and may change; rate locks are separate from the Loan Estimate

Under TRID regulations, the Loan Estimate provides estimated terms, not guaranteed terms. Interest rates shown on the LE are estimates based on information available at the time of preparation. Rate locks are separate agreements that may or may not be in place. The MLO must clearly communicate that the LE contains estimates and explain the difference between estimated terms and any rate lock agreements that may be available.

Answer Options
A
The rate is guaranteed for 10 days from the Loan Estimate date
B
The rate shown is an estimate and may change; rate locks are separate from the Loan Estimate
C
The rate is guaranteed until closing unless there are significant changes to the application
D
The rate will automatically adjust on the Closing Disclosure if market rates change

Why This Is the Correct Answer

Under TRID regulations, the Loan Estimate provides estimated terms, not guaranteed terms. Interest rates shown on the LE are estimates based on information available at the time of preparation. Rate locks are separate agreements that may or may not be in place. The MLO must clearly communicate that the LE contains estimates and explain the difference between estimated terms and any rate lock agreements that may be available.

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