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A borrower calls to discuss refinancing their current mortgage. During the conversation, the MLO provides specific rate quotes based on the borrower's stated income and property value. What disclosure obligation does this create?

Correct Answer

A) No disclosure required since no application was taken

Providing rate quotes during conversation, even with basic borrower information, does not constitute taking an application. The Loan Estimate requirement under TRID is only triggered when a complete application is received, as defined in 12 CFR 1026.19(e).

Answer Options
A
No disclosure required since no application was taken
B
The MLO must provide a Loan Estimate within 3 business days
C
The MLO must send written confirmation of the rate quote
D
The MLO must provide oral disclosure that rates are subject to change

Why This Is the Correct Answer

Providing rate quotes during conversation, even with basic borrower information, does not constitute taking an application. The Loan Estimate requirement under TRID is only triggered when a complete application is received, as defined in 12 CFR 1026.19(e).

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