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A borrower asks their MLO to structure a loan to avoid triggering certain disclosure requirements by keeping the loan amount just below regulatory thresholds. How should the MLO respond consistent with good faith obligations?

Correct Answer

B) Explain that loan structuring should be based on borrower needs, not regulatory avoidance

Good faith requires MLOs to structure loans based on legitimate borrower needs and ability to repay, not to circumvent regulatory protections. Deliberately avoiding disclosure requirements violates the spirit of consumer protection laws.

Answer Options
A
Accommodate the request since it's the borrower's preference
B
Explain that loan structuring should be based on borrower needs, not regulatory avoidance
C
Agree but document that it was the borrower's idea
D
Refer the borrower to another lender who might be more flexible

Why This Is the Correct Answer

Good faith requires MLOs to structure loans based on legitimate borrower needs and ability to repay, not to circumvent regulatory protections. Deliberately avoiding disclosure requirements violates the spirit of consumer protection laws.

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