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Agency & Professional EthicsDuties To Clients And CustomersMEDIUM

Which duty under Ontario's Code of Ethics does a registrant owe to a self-represented party as well as to a client?

Correct Answer

C) To act with courtesy, honesty, good faith and integrity

Code of Ethics s. 1 requires a registrant to act with courtesy, honesty, good faith and integrity in relation to every person the registrant deals with, which includes a self-represented party. Promoting best interests (s. 8) and protecting confidential information (s. 12) are owed to clients, and s. 10 forbids giving a self-represented party opinions or advice.

Answer Options
A
To promote and protect that person's best interests
B
To keep all of that person's information confidential
C
To act with courtesy, honesty, good faith and integrity
D
To give that person opinions and advice about the trade

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Key Terms

Code of Ethics s. 1self-represented partyhonestygood faithclient duties
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