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Ethics ComplianceDisciplineNSWMEDIUM

Fair Trading imposes a monetary penalty and a licence condition on an agent after a disciplinary process. The agent thinks the decision is wrong. What is the review pathway?

Correct Answer

B) Seek internal review first, then apply to NCAT if still dissatisfied.

Fair Trading's disciplinary guidance says a person given a disciplinary decision may request an internal review, and may apply to the NSW Civil and Administrative Tribunal if not satisfied with the internal review decision.

Answer Options
A
Appeal straight to the Supreme Court, which hears all licensing disciplinary appeals.
B
Seek internal review first, then apply to NCAT if still dissatisfied.
C
Complain to the Office of the Australian Information Commissioner about the decision.
D
There is none, because Fair Trading's disciplinary decisions are final and binding.

Why This Is the Correct Answer

The published pathway is internal review, then NCAT.

Why the Other Options Are Wrong

Background Knowledge for Ethics Compliance

Exam Tip for Ethics Compliance

Common Mistakes to Avoid on Ethics Compliance Questions

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