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Ethics ComplianceQLDMEDIUM

The Office of Fair Trading starts disciplinary proceedings against a Queensland agent, and QCAT finds grounds for disciplinary action. Which orders can QCAT make?

Correct Answer

D) A reprimand, fine, compensation, licence conditions, or suspension or cancellation

In Queensland, the Office of Fair Trading applies to QCAT to conduct disciplinary proceedings. If QCAT finds grounds, it can reprimand the licensee, order a fine of up to 200 penalty units for an individual or 1,000 for a corporation, order compensation, impose or amend licence conditions, suspend or cancel the licence and disqualify the person. Criminal penalties such as imprisonment are a separate matter for the courts.

Answer Options
A
Imprisonment only, because a disciplinary finding is treated as a criminal conviction
B
A reprimand only, as fines and licence action need a separate criminal conviction
C
An informal verbal warning, since QCAT's orders are not recorded against the licensee
D
A reprimand, fine, compensation, licence conditions, or suspension or cancellation

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Related Topics & Key Terms

Key Terms:

OFT sanctionslicence suspensiondisciplinary action
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