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An MLO applicant was convicted of a misdemeanor involving financial services fraud 6 years ago. What is their licensing eligibility?

Correct Answer

B) Permanently disqualified

Any conviction involving fraud, dishonesty, breach of trust, or money laundering permanently disqualifies an individual from MLO licensure under the SAFE Act, regardless of whether it was a felony or misdemeanor.

Answer Options
A
Must wait 1 more year before applying
B
Permanently disqualified
C
Must wait 4 more years before applying
D
Eligible to apply immediately

Why This Is the Correct Answer

Any conviction involving fraud, dishonesty, breach of trust, or money laundering permanently disqualifies an individual from MLO licensure under the SAFE Act, regardless of whether it was a felony or misdemeanor.

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